MUTUAL FUND DISTRIBUTOR COURSE NISM SERIES V-A

IFMC Institute^®

Mutual Fund Distributor VA

Mutual fund industry is growing by and large in India. Now a days AMFI is very active and is educating customers regarding various schemes and risks attached. All those people who wish to be a part of share market but cannot operate in them fully or are a little hesitant, they usually prefer mutual fund.

Knowledge of mutual fund is not only important for those working in financial sector/banks /broking house but is also important for individual investor and trader who wish to invest in mutual funds. NISM Series 5A exam of a mutual fund distributor is becoming important. Through mutual fund course u can choose mutual fund advisor as a career. Mutual Fund Agent Exam consists of 100 questions of 1 mark each and should be completed in 2 hours. Passing score of mutual fund broker exam is 50%.

Unique Feature of Mutual Fund Distributor

Complete knowledge of various mutual funds.
You can give exams at NISM SERIES 5A MUTUAL FUND DISTRIBUTOR.
Know the risk attached to a mutual fund.
Complete theoretical and practical knowledge of mutual fund.
Learn from top-notch faculty for over 15 years.
Based on theory as well as practical for complete knowledge
You enter the industry completely trained and fit
Faculty with 15 years of experience in Teaching and trading
Practice on Live Markets
Workshops and other programmes and meet with industry experts.
Become 100% confident to trade and earn
5 tier exposure Faculty, Practical Faculty, Older investor and Trader, Research Team, group discussion, RM Reliance Securities

What Will You Get?

NISM MUTUAL FUND DISTRIBUTOR VA SERIES
IFMC Certification- MUTUAL FUND DISTRIBUTOR VA SERIES

Certifications

NISM MUTUAL FUND DISTRIBUTOR VA SERIES
IFMC Certification- MUTUAL FUND DISTRIBUTOR VA SERIES

*NCFM and NISM Certificates are subjected to appearance for the exam at the NSE Center. You get 100% preparation at the branch

Registration Fees – Rs 1700/-
Program Fee – Rs 10,000/-
Program Duration -1 MONTH

Note: Examination fee of NSE & SEBI certification is extra as given

Pay Full or Partial Course Fees

Detailed Curriculum

(Mutual Fund Distributors)

I. Concept and Role of a Mutual Fund

Concept of a mutual fund
Functions of a mutual fund
Advantages and limitations of a mutual fund
Investment objectives
Marking to market
Unit capital
Assets under management (AUM)
Fund running expenses
Net asset value (NAV)
Brief history of mutual funds in India
Closed-end funds and open-ended funds
Categorization of funds by investment objective
Categorization of funds by investing horizon
Categorization of funds by asset class
International funds
Fund of Funds

II. Fund Structure and Constituents

Structure of mutual funds in India and related regulations
Role of the sponsor, trustee and Asset Management Company (AMC) and related regulations
Role of other fund constituents and related regulations

III. Legal and Regulatory Environment

Role of regulators in India
Role and functions of SEBI in regulating mutual funds
Self regulatory organizations
Role and functions of AMFI
AMFI Code of Ethics
Investment restrictions and related regulations
Investor rights and obligations

IV. Offer Document

Regulations with respect to drafting and filing of an Offer Document for NFO
Process of NFO and steps involved in marketing an NFO
Objectives of information disclosure in an offer document
Objectives and contents of the Statement of Additional Information (SAI) and related regulations
Objectives and contents of the Scheme Information Document (SID) and related regulations
Key Information Memorandum (KIM) and related regulations

V.Fund Distribution and Sales Practices

Types of investors and eligibility
Distribution channels for mutual funds
Pre-requisites to become a mutual fund distributor
Key elements of agreement between distributor and a mutual fund
Sales practices and commission structure
Types of commissions and transaction charges
AMFI Code of Conduct
Process for KYD

VI. Accounting, Valuation and Taxation

Computation of net assets and NAV
Announcement of NAV
Factors affecting the NAV
Pricing of transactions in a mutual fund
Time-stamping of transactions
Charging of expenses
Key accounting and reporting requirements
Valuation process carried out by mutual funds
Applicability of taxes
Dividend Distribution Tax
Taxability of dividends and capital gains in the hands of a mutual fund investor
Applicability of Securities Transactions Tax based on type of transaction and scheme
Setting off gains and losses under Income Tax Act

VII. Investor Services

KYC requirements & Demat Account concept
Process for fresh and additional purchase in a mutual fund
Additional documentation requirements for institutional investors
Acceptable payment instruments
Processes related to redemptions by investors
Contents and periodicity of Statement of account
Process for Nomination and Pledge
Types of Investment options – dividend, growth and dividend re-investment
Processes related to of systematic investment plans
Processes related to systematic withdrawals and transfers
Processes related to other investor services and facilities

VIII. Risk, Return and Performance of Funds

Return on investment
Calculation of simple, annualized and compounded returns
Applicability of returns for different types of funds
SEBI norms for return representation of mutual funds in India
Factors that may affect mutual fund performance
Risks in different type of mutual funds
Classification of mutual funds based on risk
Process for Benchmarking of performance

IX. Scheme Selection

Steps in selecting equity funds
Steps in selecting debt funds
Steps in evaluating a money market fund and identifying factors impacting their performance
Steps in evaluating balanced mutual funds and evaluation of factors impacting their performance
Sources of data to track mutual fund performance

X. Selecting the Right Investment products for Investors

Classification of assets into physical and financial assets
Features of physical assets such as gold and real estate
Features of financial assets

XI. Helping Investors with Financial Planning

Basics of financial planning
Financial goals
Investment horizon
Objective of financial planning
Benefits and need for financial planning to the investor
Life cycle and wealth cycle in financial planning
Tools to categorize investors’ needs

XII. Recommending Model Portfolios and Financial Plans

Risk profiling
Asset allocation and types
Importance and steps for developing a model portfolio

Who Should Do This Course?

MBA & BBA/CA/CS/CPT Students
Anyone who wants a job in Mutual fund Industry
Investors and Trader
RM dealers for their career growth
All persons working as Mutual Fund Distributor
Those who want to pursue the career in financial service

Career Opportunity

In Mutual Fund houses as Distributors, banks, Broking Houses, Share Market

Admission Criteria and Eligibility:

The candidate should Minimum 12th (Senior Secondary) pass from any reorganization Board/institutions. We always recommend the candidate should pass at least bachelor degree so that it will be a bit easier to provide placements. Graduate students get job placement on the direct payroll in big companies, and 12th students will get placement in small companies or in sub-brokers office.
*placement guarantee refers to (After getting NCFM and NISM Certification of all 10 modules covered in adv. diploma course)
All original documents-10^th,12^th graduation, other professional degree certification and mark sheets must be submitted in as a self-attested copy/copies at the branch at the time of admission and originals must be shown to the center In Charge, failing which admission may be cancelled
95%attendence is must during the programme in each module opted by the student.
Remarks /Recommendation of faculty and center Head will be taken in the record after each class
Your certification depends on your Attendance, class assessment, projects, internal exams, NSE exams, Practical classes, Projects and Viva.
The decision of Center in Charge center Head will be final.